COMPLIANCE INTERVIEW Questions and ANSWERS! (Compliance Officer and Manager Job Positions)

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Published 2020-02-15
Learn how to PASS a Compliance Manager or Officer interview with Richard McMunn's interview tips, questions and answers training tutorial. passmyinterview.com/compliance-officer-interview/
#complianceinterviewquestions #compliancemanager #complianceofficer

MAKE SURE YOU PREPARE FOR THE FOLLOWING COMPLIANCE INTERVIEW QUESTIONS AND ANSWERS
Q. Tell us about yourself and why you want to work in compliance?
Q. Why do you want to work for our organization as a Compliance Officer?
Q. What would you do in the first 30 days of starting as our Compliance Manager / Officer?
Q. Describe a situation when something didn't go to plan and how you dealt with it?
Q. What’s your biggest weakness?
Q. Why should we hire you as our Compliance Officer / Manager?

This compliance interview training video is suitable for all jobs and roles, including:
Banking Compliance Interviews;
Healthcare Compliance Interviews;
Risk and Compliance Interviews;
Contract Compliance Interviews;
Compliance Manager Interview Questions;
Compliance Officer Interview Questions.

Connect with Richard McMunn on LinkedIn.com at:
www.linkedin.com/in/richard-mcmunn-coach/

Watch Richard's MANAGER Interview Questions and Answers training tutorial here:    • 7 MANAGER Interview Questions and Ans...  

DOWNLOAD THE ANSWERS HERE! passmyinterview.com/compliance-officer-interview/

All Comments (21)
  • I am a compliance professional and I must say I enjoyed this video. I can verify that at least 90% of these questions provided are in fact asked in interviews
  • @madrerik
    UPDATE: I just finished my Compliance Officer interview and although I wasn’t hired on the spot and they’ll be calling back after they finish interviewing other candidates, they did say I was the best candidate they had interviewed so far and that my responses were thorough and consistent. THEY DO ASK THE QUESTIONS IN THIS VIDEO (some worded differently, but asking the same thing). LEARN FROM THIS VIDEO. Thanks CareerVidz.
  • @XheypepzX
    I would just like to say thank you sooooooo much I got a job as an MLRO and compliance officer with your help. Your amazing thank you.
  • I would thank you sooooooo much Good news,,,, Week ago I passed mine following your answers approach
  • @linas2428
    Hi, Richard! Your suggestions are absolutely great! Thank you so much!
  • Thank you soooo much! Happy to report I got the job and start next week!
  • @fab6460
    I have an interview this week and you've brought my anxiety down with such detailed answers, that I wouldn't know how to answer myself. I've also learn something about myself lol that I am a very analytical person. Thank you!
  • I interviewed for a compliance audit job here is what I was asked: Tell us about yourself? Why compliance audit? Describe a time when something went wrong? Describe a time managers pushed back and disagreed with you? what is the audit process? why "x" company? what lesson you have always carried with you? tell us about your reporting writing experience? did you write reports? Tell us about your communication with your direct reports about findings..etc? what advise have you learned and have carried and applied? how do you describe policy to a manager/etc? what is the audit process? what is important in compliance? How would you describe risk to an employee? share a time where you were aware of compliance policies and how you applied them? ... Anyways, practice your answers, use the STAR approach and be honest!
  • I had a compliance interview today and i must say 90% of the questions here asked. Some were worded differently. Kudos Richard
  • @Kashinovk
    Thanks a million...Richard. I had applied for the post of Compliance Officer and after purchasing both the Compliance Officer Interview package and the AML KYC Interview package, I studied hard for 5 days. The bonus tips and packs were wonderful. I blew their minds with my interview and I got the job. Thanks again... I'll definitely recommend you to my friends and acquaintances for preparing for their job interviews.
  • @tyvanhworkout
    Excellent tutorial! I am an experienced Compliance Manager who's successfully received many job offers in the past but I've been away from the field for awhile and feel the need to brush up on my skills. Your answers to these frequent questions are excellent! I've provided a few answers similar to yours in the past, but I've learned from some of your other questions/answers where I was previously clueless. Thank you!
  • Hi Richard .. thank you really I appreciate your efforts on making these videos which helped me a lot!!!!! today I received a call that I passed my compliance interview and I am having tomorrow a second interview with the HR .. Thaaaaaank you I followed your tips in my interview 👏🏼 amazing work here all the best
  • Top notch ideas on answering related questions on the go. Your answers have opened my horizons on how similar questions can be addressed without necessarily cramming and downloading what we have here. Thanks
  • @RE-xv9fp
    Great as always! I had an interview for an "Environmental" compliance officer" job, where I had never worked in that field. One of the importants questions they asked me was something along the lines of "What do you think is the most important qualities in this profession"? I had already thought about this before the interview so I answered I believed it was important to have good people skills, and never take things personally if shop/bussiness owners you met during inspections got rude or mad wth you. That we are there to calmy inform them about the laws etc etc and help them improve. The interviewers really liked this answer that showed that -I really knew that people could be nasty with you and that I could handle it professionally - I'm just there to inform and teach, I'm not the police so to speak. I did not get the job, they went with someone more experienced, but it was a valuable lesson in how to give interviews.
  • @reneeramoleta6262
    You are the reason I passed my interview over a year ago & I am back again for another role 😅.
  • @magiaistnieje
    I have a final interview tomorrow for a compliance operations coordinator role. Some answers here i wouldn’t even think of! will update when I get an answer if I got the role. wish me luck!
  • @queenreginarice
    This was very good information. I'm not yet in compliance but I'm looking to get into it. I have to start somewhere right. Thank you for your knowledge.
  • Man, hat's off. Those were fantastic answer. Artfully vague that they can be used in nearly any situation regardless of the resume.